Jewel Drink, Leadership Music, Bloomberg and Me
Love and dictation....
The Freedom of Little Joe Cartwright: Tax Crime, Edgar Allan Poe, Noir Film and Lacrosse
Notes for the week. Prosecuting Individuals Federal criminal tax lawyer Jack Townsend blogs at Federal Tax Crimes. Here is his note on Prosecuting Corporate Employees, particularly...
The SEC, Judicial Skepticism and Salinas
Here’s my handout on these topics: FINRA CLE SuperCourse – September 2013 Speaking on Friday in New York: Network of Trial Law Firms...
SEC Game-Time Program
Can’t tell the players without a program. This is a handy graphic guide (via @WSJ) to the persons, entities, events and outcomes in SEC enforcement...
SEC Goes To Bat For Misled Compliance Officer
From The Wall Street Journal Risk & Compliance blog (and Samuel Rubenfeld @srubenfeld): Good news for corporate compliance officers whose officers or employees lie to...
White-Collar News From Walt Pavlo and 500 Pearl Street
Scan through Walt Pavlo’s white-collar news collection, here — 500 Pearl Street Note especially the article on “Trump University.”...
Complimentary One-Day Financial Services CLE SuperCourse in NYC
If you are in the New York area, this is an excellent source of free CLE: Network of Trial Law Firms Financial Services CLE Supercourse...